UNITED STATES
DEPARTMENT OF LABOR

Audit and Other Reports

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21. EBSA Could More Effectively Evaluate Enforcement Project Results
    Report No. 05-09-003-12-001 (March 31, 2009)
    [ Summary ] | [ Full Report ] {1.62 MB} | [ Response ]

22. Status of Recommendations Provided to EBSA in Notifications of Findings and Recommendations Cited in the Audit Report: Department of Labor Needs to Remedy Significant Security Control Deficiencies in Access Controls and in the VETS, USERRA Information Management System
    Report No. 23-08-015-12-001 (September 25, 2008)
    This report contains Sensitive Information and will not be posted

23. Notifications of Findings and Recommendations Related to the Federal Information Security Management Act Audit of: Employee Retirement Income Security Act Filing Acceptance System
    Report No. 23-08-006-12-001 (August 28, 2008)
    This report contains Sensitive Information and will not be posted

24. EBSA Should Mandate Electronic Filing of the Form 5500 to Improve Data Accuracy
    Report No. 09-05-002-12-121 (September 30, 2005)
    [ Summary ] | [ Full Report ] {2.87 MB} | [ Response ]

25. EBSA Needs Additional Authority to Improve the Quality of Employee Benefit Plan Audits
    Report No. 09-04-005-12-121 (September 30, 2004)
    [ Summary ] | [ Full Report ] {2.54 MB} | [ Response ]

26. Audit of EBSA's Participant and Compliance Assistance Program
    Report No. 09-04-001-12-121 (March 24, 2004)
    [ Summary ] | [ Full Report ] {1.19 MB} | [ Response ]

27. PWBA Needs to Improve Oversight of Cash Balance Plan Lump Sum Distributions
    Report No. 09-02-001-12-121 (March 29, 2002)
    No Summary | [ Full Report ] {994 KB} | [ Response ]

28. Evaluation of DOL's Travel Card Program: Pension and Welfare Benefits Administration
    Report No. 2E-12-001-0004 (March 26, 2002)
    No Summary | [ Full Report ] {140 KB}

29. PWBA EFAST General Controls
    Report No. 09-01-001-12-001 (March 27, 2001)
    No Summary | [ Full Report ] {265 KB}

30. Evaluation of PWBA's "Prohibited Transactions" Exemptions Process
    Report No. 2E-12-001-0003 (September 21, 2000)
    No Summary | [ Full Report ] {168 KB}

31. Review of PWBA's Enforcement and Training Programs
    Report No. 2E-12-121-0001 (March 24, 2000)
    No Summary | [ Full Report ] {235 KB}

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